* Price covers the $6 IAR CE reporting fee.

Course Description

This course is designed to enhance the knowledge and skills of investment advisory representatives by providing a comprehensive understanding of various investment strategies. It covers fundamental concepts, practical applications, risk management techniques, and emerging trends in the investment landscape. By the end of this course, participants will be better equipped to develop and implement effective investment strategies tailored to their client's needs.

Difficulty Level: Foundational

IAR CE: 2 credits in Products and Practice (Course # C27335)

CFP CE: 2 hours in General CE (Course # 332383)

Year Released: 2025

Are you ready to elevate your investment acumen and confidently navigate the complex world of finance? Our in-depth Investment Strategies Course is meticulously designed for aspiring and seasoned investment advisory representatives who aim to master both the foundational concepts and advanced strategies essential for delivering exceptional value to clients. Spanning across four intensive modules, this course delves into fundamental investment principles, explores the nuances of passive and active investment strategies, and equips you with the skills to develop personalized investment policies that align with diverse client profiles.

From understanding the intricacies of Modern Portfolio Theory and behavioral finance to expertly applying value, growth, income, momentum, and contrarian investing strategies, you'll gain a holistic understanding of the investment landscape. Through engaging content, practical exercises, real-world case studies, and comprehensive resources, you'll be empowered to craft tailored investment plans, optimize portfolio performance, and foster lasting client relationships. Embark on this transformative journey to enhance your professional expertise and drive sustained financial success for your clients.

Course curriculum

    1. Course Instructions

    2. FINRA Reporting

    1. Asset Allocation

    2. Portfolio Diversification

    3. Risk-Return Trade-Off

    4. Module 1 Quiz

    1. Index Investing

    2. Buy and Hold

    3. Module 2 Quiz

    1. Value Investing

    2. Growth Investing

    3. Income Investing

    4. Momentum Investing

    5. Contrarian Investing

    6. Module 3 Quiz

    1. Developing Investment Strategies

    2. Module 4 Quiz

    1. Summary of Key Takeaways from the Course

    2. Course Survey

About this course

  • $19.90
  • 20 lessons
  • IAR CE 2 Credits in Products and Practice
  • $6 IAR CE reporting fee included

Course Learning Objectives

By the end of this comprehensive Investment Strategies Course, participants will be able to:

Understand Fundamental Investment Concepts. Grasp the core principles of risk and return, Modern Portfolio Theory, and the Efficient Frontier to inform investment decision-making.

Differentiate Between Systematic and Unsystematic Risk. Identify and distinguish between market-wide risks and asset-specific risks and apply strategies to manage and mitigate them effectively.

Analyze Behavioral Biases in Investment Decisions. Recognize common psychological biases that influence investor behavior and develop techniques to minimize their impact on investment strategies.

Implement Passive Investment Strategies. Apply index investing and buy-and-hold approaches to construct low-cost, diversified portfolios that aim to match market performance.

Utilize Active Investment Strategies. Employ various active strategies, including value, growth, income, momentum, and contrarian investing, to seek superior returns and capitalize on market opportunities.

Conduct Fundamental and Technical Analysis. Perform fundamental analysis to assess intrinsic value and utilize technical analysis tools to identify market trends and inform timing decisions.

Align Investment Strategies with Client Profiles. Assess individual client needs, goals, and risk appetites to tailor investment strategies that are personalized and goal-oriented.

Construct and Manage Diversified Portfolios. Design portfolios that balance asset classes and investment strategies to optimize risk-adjusted returns and adapt to changing market conditions.

Monitor, Rebalance, and Adjust Investment Portfolios. Implement ongoing portfolio monitoring, perform regular rebalancing, and make strategic adjustments to ensure continued alignment with client objectives and market dynamics.


According to NASAA guidelines, to successfully complete the course, you must achieve a score of at least 70% on the final assessment. You have up to three attempts to reach this score. If you do not pass after three attempts, you will need to retake the entire course before you can try the assessment again.

Course Instructions

NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are my/our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions.

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